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Regulatory Business Analysts

Regulatory Business Analysts

Type: Full-Time
Primary Location: , New York, US
Education: Bachelor’s Degree

Job Description
Our client, a leading buy-side firm based in Midtown Manhattan, New York City, is currently seeking experienced Regulatory Business Analysts to join their team on a full-time basis through Prospect 33. This is a highly important and impactful role, as the successful candidate can work towards the long-term opportunity to work directly with our client. Our client is renowned for its excellent work environment and culture, where individuals are encouraged to take ownership and make a real impact. As a Regulatory Business Analyst, you will play a crucial role in the success of the firm by assisting the reporting team with all ongoing reporting requirements and business as usual for US regulations.
Key responsibilities include:

  • Assisting with regulatory reporting controls
  • Managing internal stakeholders across all business units
  • Conducting control and quality assurance testing on regulatory tech changes to ensure reporting is complete and accurate

#LI-HS1

Job Requirements

The ideal candidate will have the following skills and qualifications:

  • A thorough understanding of Transaction Reporting Regulations, specifically EBS, CFTC, TRACE, 605/606, and CAT experience (preferred)
  • A minimum of 3 years of relevant work experience
  • Proactivity and self-starting attitude with high levels of ownership
  • Confidence and assertiveness in communicating effectively with colleagues across the firm
  • Proficiency in Excel and SQL
  • Comfort in a technology-led, high-volume, and complex business environment
  • Strong analytical skills

This position is located in Midtown Manhattan, New York City, and candidates will be expected to be on-site until such time our client is comfortable that independent work may be achieved through a hybrid arrangement.

Prospect 33 is an Equal Employment Opportunity/Affirmative Action Employer. We are a diverse and inclusive company. Great talent is always welcome at Prospect 33 regardless of background, ethnicity, race, gender, sexual orientation, religious views, or even political views.

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